Open Account

New UVEST Account

To open an account with UVEST Investment Services, please download a New UVEST Account Kit. Complete, sign, and return the form to the address printed on the form.

Existing UVEST Account Holders

If you have an existing UVEST account(s) and wish to access your account(s) online, please download the Internet Agreement & Activation Form. Complete, sign, and return the form to the address printed on the form.

Other Documents and Forms

The following documents may be required when opening a UVEST Non-Standard Account or when adding features to your UVEST existing account. Adobe Acrobat Reader is required to download and print these forms. Please call UVEST Customer Service at 1-800-277-7700 if you have any questions.

Accompanying Documentation

• Accommodation Transfer Authorization
  This form is used when requesting the issuance of securities in a name other than the one listed on the account.
• Account Transfer
  This form is used to transfer your account from another brokerage firm, bank, or mutual fund. The names listed on the accounts must match and a copy of your most recent statement must accompany this form.
• Affidavit of Domicile
  This form is required for accounts that are used to settle estates. It is used to verify the state in which the individual lived at the time of passing.
• Affidavit of Sole Ownership
  This form is used to identify the individual that is authorized to trade on a company's account that is established as a Sole Proprietorship.
• Combined Statement Mailing
  This form should be used to combine multiple statements that are mailed to the same address into one mailing.
• Corporate Resolution
  This form is used when establishing a Corporate Account or when sending physical certificates, listed in the name of a corporation, to be deposited into an account. The form must be signed by the corporation's secretary and have the company's seal or be notarized. For companies of organizations that are not incorporated, please use the Non-Corporate Resolution.
• General Power of Attorney
  This form is used to authorize one individual to act completely on another's behalf.
• Investment Club Agreement
  This form is required when establishing an Investment Club account. All members of the investment club are required to sign.
• Letter of Authorization
  This multipurpose form may be used to authorize the transfer of funds or securities between accounts.
• Margin Account Agreement
  This form is used to establish a margin account.
• Portfolio Evaluation Service (PES)
  This form is used to establish an account on PES as well as being a means to inform UVEST as to the cost basis of securities transferred into or held prior to PES activation.
• Request for a Disposition of a Non-Transferable Security
  This form authorizes the removal of worthless securities from your UVEST account.
• Stock Power OR Bond Power
  A signature on this form can serve as an alternative to signing the back of a physical certificate.
• Trading Authorization
  This form gives an accountholder the ability to grant another individual, not listed on the account, the ability to buy and sell securities on their behalf.

Retirement Accounts

If you have any questions about establishing your retirement account or which type best meets your needs, please call UVEST Customer Service at 1-800-277-7700.

• IRA Adoption Agreement
  This form, in addition to the standard application, is used when establishing a Participant, Rollover, Spousal, Guardian, Beneficiary, or SEP Individual Retirement Account.
• Roth IRA Adoption Agreement
  This form is required, in addition to the standard application, when establishing a Roth IRA account.
• IRA Contribution Form
  This form is used when contributing assets to your UVEST retirement account.
• Designation of Beneficiary
  This form can be used to add or change the beneficiary listed on you retirement account.
• Direct Rollover Form
  This form should be used to transfer assets from an IRA or Qualified Retirement plan into your UVEST retirement account.
• Distribution Request
  This form is used to authorize a distribution of assets from a retirement account.

Internal Revenue Service Forms

• IRS Form W-9
  Request for Taxpayer Identification Number and Certification. A W9 is required on all non-retirement accounts. In most cases, the Account Application serves as a W9.
• IRS Form W-8
  Certificate of Foreign Status. This form serves as a W9 for Foreign Nationals that do not have a United States tax ID number.
• IRS Form 1001
  Ownership, Exemption, or Reduced Rate Certificate. This form must accompany Form W-8 on accounts for Foreign Nationals.

Securities (1) are not bank deposits; (2) are not insured or guaranteed by the FDIC or any other government agency; (3) are not obligations of, or guaranteed by, any financial institution; and (4) involve investment risks, including the potential for fluctuations in investment return and the potential loss of principal. Welcome to 1st Source Bank NetExchange Client